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Broker dealer registration (NASAA Series 63, 65, 66)
Broker dealer registration is one of the topics you'll need to know for the NASAA Series 63, 65, and 66 exams. In this video, we give you an overview of the registration process for broker dealers, the...
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Broker dealer exclusions (NASAA Series 63, 65, 66)
Along with the rules and regulations related to broker dealers on the NASAA Series 63, 65, and 66 exams, you will also need to know the key exceptions to those rules. In this video, we explore what the...
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NASAA exam updates (Series 63, 65, 66)
The NASAA, the organization responsible for writing Series 63, 65, and 66 exam questions, recently announced some important test updates that go live on June 12th, 2023. Good news - the Achievable team...
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What you need to know about Federal Covered Advisers for the Series 63, 65,...
The criteria and process for becoming a federal covered adviser registered with the SEC are tested on the Series 63, 65, and 66 exams. In this video, Brandon walks you through the requirements for...
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Walkthrough of Form ADV Part 1 + a Form ADV practice question from the Series...
Form ADV is the form used to register an investment adviser, and a tested topic on the NASAA Series 63, 65, and 66 exams. In this video, we break down Form ADV Part 1 and also go through a Series 63,...
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Form ADV Part 2A overview for Series 63, 65, and 66 exams
Form ADV Part 2A is an investment adviser disclosure form that is tested on the NASAA Series 63, 65, and 66 exams. In this video, we go over what the form contains, what it's for, and walk through a...
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Real world example of Form ADV Part 2A
The investment adviser disclosure Form ADV Part 2A is one of the key things IA compliance needs to manage and is tested on the NASAA Series 63, 65, and 66 exams. In this video, we walk through a real...
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Form ADV Part 2B Overview (tested on the Series 63, 65, 66)
Form ADV Part 2B is an important form that investment advisers use to make disclosures. The use of this form is tested on the NASAA Series 63, 65, and 66 exams. In this video, we go over the form's...
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Real world example of Form ADV Part 2B (Series 63, 65, 66)
Form ADV Part 2B is a key form that investment advisers use to make disclosures to government agencies. It can be hard to fully appreciate Form ADV Part 2B without context, so in this video, we walk...
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Series 63 vs Series 65 vs 66: content, career paths, and how to prepare
Considering the Series 63 vs Series 65 vs 66 exams? This post has everything you need to help you make a decision, including content differences, career paths, and how to prepare.
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